Compliance Officer

About

Description

The purpose of this role is to provide sound advice to FSPs, representatives and key individuals regarding legislation, regulation, industry standards, codes, guidelines and best practice protocols through compliance risk management principles, policies, processes and procedures.

Responsibilities

• Ensure policies, standards and frameworks are appropriate for the business
• Support the implementation of appropriate monitoring of compliance with regulatory requirements
• Provide comprehensive reports and feedback to senior management
• Analyse changes and evaluate the impact on business and communicate to business
• Manage ad hoc projects as may reasonably be assigned by management in line with regulatory and business needs

Qualifications

• Relevant tertiary education
• Member of CISA, FPI would be advantageous
• 2 years’ of working experience in a financial services compliance role

Application instructions:

• Apply Now!